Clinical
Experience #2 Non-Randomized Uncontrolled Follow Up Clinical Study to
Determine the Efficacy of a New Treatment for Androgenic Alopecia (AGA) Table
of Contents Introduction Background
Mechanism of Action Study Overview
Treatment Protocol Adverse Events
Inclusion Parameters Exclusion
Parameters Clinical Impression Legend Evaluation
Analysis Study Synopsis Exhibit
A: Clinical Study Statistics Exhibit B: Before and After
Photos Exhibit C: Before and After Photos Exhibit
D: Norwood Scale References Introduction
Androgenic Alopecia, an autosomally mediated chronbiologic phenomenon,
affects over 40 million men as well as 20 million women in America.1 To date,
there has been no safe, efficacious method of treating and/or reversing the progression
of this disorder without presenting known negative side effects. There have been
numerous proposed treatments for baldness, but only a few have provided effective
treatment over a wide range of patients, and none have been based on naturally
occurring substances. Androgenic Alopecia (AGA) which describes male pattern alopecia,
is considered to be a genetically based disorder 2 and commonly characterized
by thinning and loss of hair in affected individuals within a given pattern on
the scalp of the head. This disorder progresses by causing the affected hair follicles
to become smaller and correspondingly, the hair becomes finer. Eventually, the
fine hairs may be lost and, thus, baldness results in the affected area. Hair
has been classified as being of at least two distinct types, terminal and vellus.3
A vellus hair is short, fine, thin, and non-pigmented, with the bulb of the hair
follicle seated superficially in the dermis of the scalp. Terminal hairs are long,
coarse and pigmented, with the bulb of the follicle seated deep in the dermis.
During the thinning stage of alopecia, the hairs in the affected area are believed
to transform from terminal to vellus. It is this transformation to vellus hairs
that is equated to baldness. The core of the phenomenon is associated with structural
miniaturization. Back to Top
Background Androgenic Alopecia (AGA) as well
as Benign Prostatic Hyperplasia (BPH) are believed to result from a genetic predisposition
associated with 5alpha dihydrotestosterone4, which is a highly bio-active metabolite
of the androgenic hormone testosterone. Although these disorders are vastly different
in physiology and presentation, the etiology of each stems from this specific
hormonal metabolism5. In developing treatment for AGA, various hormones such as
estrogen and other anti androgens have been tested and found unsuitable due to
undesirable side effects6, such as feminization of male subjects. Therefore, it
would be desirable to find a treatment for AGA that minimizes the use of bio-effecting
drugs. It would be expected that natural ingredients will be biologically more
friendly to the user and suitable for long term use with minimal side effects.
Back to Top
Mechanism of Action A natural or organic composition and method of treatment
for Androgenic Alopecia (AGA) to reduce or arrest the abnormal hair loss. More
specifically, revitalize existing hair by interfering with the mechanism that
causes thinning, and thus may act to reverse the process. The preferred formulation
employs beta sitosterol, saw palmetto berry extract, lecithin, inositol, phosphatidyl
choline, niacin, and biotin in orally administered dosages. The method of treatment
is administering a dosage of the stated ingredients. In one embodiment, the dosages
may be combined in a single soft gel capsule. The preferred quantities of each
are shown in the following Table 1:
| CAPSULE DOSAGE | | INGREDIENT | DOSAGE |
| | Beta Sitosterol | 50
mg | Saw Palmetto Berry Extract (Standardized 85% to 95%
liposterolic content) | 200 mg | | Lecithin | 50
mg | | Inositol | 100 mg | | Phophatidyl
Choline | 25 mg | | Niacin | 15
mg | | Biotin | 100 mcg |
The preferred
dosage is stated with respect to cholestatin 45% beta sitosterol. A dosage from
40 mg to 60 mg each twelve hours has been found most effective. According to the
capsule formulation of Table 1, a gel capsule containing 50 mg of beta sitosterol
is taken twice per day such as each morning and evening. The preferred dosage
is stated with respect to an extract of standardized 85 % to 95% liposterolic
content. A dosage of from 160 mg to 240 mg each twelve hours has been found most
effective. According to the capsule formulation of Table 1, a gel capsule containing
200 mg of standardized saw palmetto extract is taken twice per day such as each
morning and each evening. . According to another aspect, the invention
provides a means for emulsifying beta sitosterol and saw palmetto extract, or
an emulsifier system component that aids the other components in penetrating the
stomach lining. A suitable emulsifier is lecithin, inositol, or preferably a mixture
of both. The preferred dosage of Table I is stated with respect to lecithin consisting
of 61-64% phosphatides, for which the dosage is 50 mg each twelve hours. The preferred
dosage of inositol is 100 mg each twelve hours. These emulsifier system components
can be varied in dosage by a large factor without harm or toxicity.
As means of protecting follicles from degeneration due to oxidation, free radicals
and metabolic by-products, the treatment provides and antioxidant component such
as phosphatidyl choline. An orally administered dosage of 25 mg per twelve hours
provides a general antioxidant prophylactic effect throughout the body.
A vasodilator component is also provided, wherein preferred elements are niacin,
biotin, and preferably both. Niacin, or vitamin B3, generally promotes circulation
and is beneficial in maintaining and promoting circulation to the follicles. D-Biotin,
or vitamin H, compliments the effects of niacin. These dosages are approximate
and may be varied by a large factor such as 50% or more. The shell of
a gel capsule may be formed of gelatin, glycerin, water, titanium dioxide, and
such other pigments as may be desired. The preferred dosage of Table I provides
a suitable quantity of each ingredient for treatment at twelve hour intervals.
In the dosages and treatments, beta sitosterol and saw palmetto berry
extract are considered the active ingredients. Their disclosed dosage is suitable
for achieving effective treatment with intermittent administration approximately
at twelve hour intervals. The remaining components are administered in a mixture
with the active ingredients for internal administration and may be considered
supplemental to enhance the action of the active ingredients. The formulation
is believed to function on a molecular level via competitive mechanical inhibition
of the T1 and T2 5alphaDHT cellular and nuclear androgen receptor sites found
within susceptible scalp hair follicles. Unbound 5alphaDHT is thus metabolized
out of the body via primary excretion pathways without triggering the secondary
and pathological cascade of events associated with this disorder. Back
to Top Study Overview
The goal of this follow up study is to compile additional research
data in order to either challenge or corroborate data previously gathered within
the clinical research study titled "NON-RANDOMIZED UNCONTROLLED CLINICAL STUDY
TO DETERMINE THE EFFICACY OF A NEW TREATMENT FOR ANDROGENIC ALOPECIA (AGA)" 5/97
through 2/98. Statistical analysis to be determined by gross clinical evaluation,
patient reporting, and baseline, intra-study, and end point photographic evidence.
Back to Top Treatment
Protocol Orally, 1 softgel b.i.d. (twice a day). participants to
be followed over the course of six months time period. Participants to report
to clinic one time per month during this period for follow up investigator evaluation.
Back to Top Adverse
Events Any participant adverse event reported during
this study to be fully documented per standard protocol parameters.
Back to Top Inclusion
Parameters Males and females between the ages of
18 and 65 who are experiencing Androgenic Alopecia as determined by the Hamilton/Norwood
Class Scale, via investigator evaluation. Back to Top
Exclusion Parameters
- Participants with undetermined reason for hairloss
- Participants using other medications on the scalp
- Participants
with no family history of hair loss
- Participants with red, inflamed,
infected, irritated or painful scalp
- Participants who participated
in the initial study
- Participants who have been diagnosed with
alopecia aereota, lupus, erythematosus, or other non-male pattern alopecia.
Back to Top |
Clinical Impression Legend
| S=SUBJECTIVE | S-1 | | Follow
up evaluation | | S-2 | | Other |
| O=OBJECTIVE | 0-* | | Unable
to determine benefit | | | 0-1 | | Hairloss
continuing, no benefit | | 0-2 | | Hairloss
arrested, no further loss | | 0-3 | | Hairloss
reversed, noticeable thickening | | | 0-4 | | Dramatic
thickening ** | | P=PLAN | P-1 | | Continuing
treatment | | P-2 | | Discontinuing
treatment | | P-3 | | Modifying
treatment |
Back to Top
Evaluation Analysis (see accompanying statistics)
Incidence and degree of side effects, If any: 0% of participants
reported drug interaction or side effects. Incidence and degree of
adverse events, If any: 0% of participants reported any adverse events.
Reduction in rate of hairloss, If any: 100% of participants reported
hairloss arrested, no further loss. Aesthetically meaningful change
In caliber of affected scalp hair, If any, as evidenced by clinical photography,
patient reporting and Investigator clinical Impression: 33% of participants
reported hair loss reversed, noticeable thickening via continued treatment.
Dramatic thickening reported: 7% of participants reported dramatic
thickening. Back to Top
Study Synopsis This follow
up research study comprising a six month time period of treatment did not reveal
any side effects, drug interactions or adverse events. Based on the data gathered,
all participants (100%) in this study reported an arresting of syptomotology commonly
associated with Androgenic Alopecia and 33% reported an aesthetically meaningful
change in the caliber of the affected scalp hair. These findings were determined
via investigator observation, baseline, intra study, and endpoint photographic
evidence, as well as patient reporting. This study reinforces the effacious and
safe nature of this treatment methodology suggested by the initial study titled
"NON-RANDOMIZED UNCONTROLLED CLINICAL STUDY TO DETERMINE THE EFFICACY OF A NEW
TREATMENT FOR ANDROGENIC ALOPECIA (AGA)" 5/97 through 2/98. It is contemplated
that independent and controlled study of this treatment formulation would be an
appropriate next step in the ongoing evaluation of it's potential benefit.
Back to Top Exhibit
A: Clinical Study Statistics
Back to Top Exhibit
B: Before and After Photos 
Back to Top
Exhibit C: Before and After Photos 
Back to Top
Exhibit D: Norwood Scale 
Back to Top
References The Bald Truth, Fischer, David,
US News and World Report, v123n5, pp 44-50 August 4, 1997 His Health:
The Buzz on Baldness, Leaf, Clifton, American Health vl5, n9 November, 1996
pp 34-35 HAIR! From personal Statement to Personal Problem, Pine,
Devera, FDA Consumer, December 1991 25(10): pp 20-23 Management
of Alopecia, Source: UTMB Dept of Otolaryngology Grand Rounds Presentation,
September 9, 1998. Facility: Karen Calhoun, MD Resident: Kyle Kennedy, MD
Alopecia, (Baldness), Source: UTMB Dept of Otolaryngology Grand Rounds,
April 30, 1997, Resident Physician: Chris Thompson, MD, Faculty: Karen Calhoun,
MD, FACS, Series Editor: Francis B. Quinn, Jr., MD, FACS Management
of Alopecia, Source: UTMB Dept of Otolaryngology Grand Rounds Presentation,
September 9, 1998. Facility: Karen Calhoun, MD Resident: Kyle Kennedy, MD
The Bald Truth, Fischer, David, US News and World Report, v123n5,
pp 44-50 August 4, 1997 Management of Alopecia, Source: UTMB Dept
of Otolaryngology Grand Rounds Presentation, September 9, 1998. Facility:
Karen Calhoun, MD Resident: Kyle Kennedy, MD Estrogen-induced gynecomastia
following use of estrogen-containing local agents. Schmidt KU: Wagner G; Mensing
H, Dtsch Med Wochenschr, 112: 23, 1987 Jun 5, 9268 Back
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